Chief Operating Officer and Compliance Director

Greg has almost two decades of experience in trading, operations, and compliance within the financial services industry. He has established and managed institutional trade desks throughout the country and successfully led firms through regulatory examinations while establishing compliance programs for investment advisors and broker-dealers.

As Chief Operations Officer and Compliance Director, Greg oversees the firm’s operations department and implements the firm’s compliance and supervisory programs. This includes evaluating risk, security, and maintaining policies and procedures that adhere to the current regulatory environment.
Prior to joining Cope Corrales, Greg led the compliance department for a hybrid broker-dealer and investment advisory firm with over fifty offices across the country. Before this, he successfully built a consulting firm specializing in providing technology-driven regulatory and operational solutions. His past clients included institutional brokerage firms and independent investment advisors for high-net-worth individuals.

Greg resides in Washington D.C with his wife, daughter, and very large English bulldog. He enjoys snowboarding, hiking, and travel.

816 Connecticut Avenue NW
Suite 800
Washington D.C. 20006

Please Review

COPE CORRALES is an independently owned and operated firm located in Washington, DC. Please check out the background of our financial professionals on FINRA’s BrokerCheck website. Please review important Disclosure information set forth in this website.

Please check out the background of our financial Professionals on FINRA's BrokerCheck website

Copyright © 2021 GovCon Wealth a Division of Cope Corrales • All Rights Reserved

Getting Started Means Getting More Information